{"data":{"id":"SR-03","name":"Supply Chain Controls and Processes","family":"SR","family_name":"Supply Chain Risk Management","withdrawn":false,"description":"a. Establish a process or processes to identify and address weaknesses or deficiencies in the supply chain elements and processes of [Assignment: organization-defined system or system component] in coordination with [Assignment: organization-defined supply chain personnel];\nb. Employ the following controls to protect against supply chain risks to the system, system component, or system service and to limit the harm or consequences from supply chain-related events: [Assignment: organization-defined supply chain controls]; and\nc. Document the selected and implemented supply chain processes and controls in [Selection (one): security and privacy plans; supply chain risk management plan; [Assignment: organization-defined document]].","supplemental_guidance":"Supply chain elements include organizations, entities, or tools employed for the research and development, design, manufacturing, acquisition, delivery, integration, operations and maintenance, and disposal of systems and system components. Supply chain processes include hardware, software, and firmware development processes; shipping and handling procedures; personnel security and physical security programs; configuration management tools, techniques, and measures to maintain provenance; or other programs, processes, or procedures associated with the development, acquisition, maintenance and disposal of systems and system components. Supply chain elements and processes may be provided by organizations, system integrators, or external providers. Weaknesses or deficiencies in supply chain elements or processes represent potential vulnerabilities that can be exploited by adversaries to cause harm to the organization and affect its ability to carry out its core missions or business functions. Supply chain personnel are individuals with roles and responsibilities in the supply chain.","enhancements":[{"id":"SR-03(01)","name":"Diverse Supply Base","statement":"Employ a diverse set of sources for the following system components and services: [Assignment: organization-defined system components and services].","baselines":[]},{"id":"SR-03(02)","name":"Limitation of Harm","statement":"Employ the following controls to limit harm from potential adversaries identifying and targeting the organizational supply chain: [Assignment: organization-defined controls].","baselines":[]},{"id":"SR-03(03)","name":"Sub-tier Flow Down","statement":"Ensure that the controls included in the contracts of prime contractors are also included in the contracts of subcontractors.","baselines":[]}],"baseline_low":true,"baseline_moderate":true,"baseline_high":true,"nist_800_53":{"rev5":{"id":"SR-03","name":"Supply Chain Controls and Processes","description":"a. Establish a process or processes to identify and address weaknesses or deficiencies in the supply chain elements and processes of [Assignment: organization-defined system or system component] in coordination with [Assignment: organization-defined supply chain personnel];\nb. Employ the following controls to protect against supply chain risks to the system, system component, or system service and to limit the harm or consequences from supply chain-related events: [Assignment: organization-defined supply chain controls]; and\nc. Document the selected and implemented supply chain processes and controls in [Selection (one): security and privacy plans; supply chain risk management plan; [Assignment: organization-defined document]].","discussion":"Supply chain elements include organizations, entities, or tools employed for the research and development, design, manufacturing, acquisition, delivery, integration, operations and maintenance, and disposal of systems and system components. Supply chain processes include hardware, software, and firmware development processes; shipping and handling procedures; personnel security and physical security programs; configuration management tools, techniques, and measures to maintain provenance; or other programs, processes, or procedures associated with the development, acquisition, maintenance and disposal of systems and system components. Supply chain elements and processes may be provided by organizations, system integrators, or external providers. Weaknesses or deficiencies in supply chain elements or processes represent potential vulnerabilities that can be exploited by adversaries to cause harm to the organization and affect its ability to carry out its core missions or business functions. Supply chain personnel are individuals with roles and responsibilities in the supply chain.","related_controls":["CA-02","MA-02","MA-06","PE-03","PE-16","PL-08","PM-30","SA-02","SA-03","SA-04","SA-05","SA-08","SA-09","SA-10","SA-15","SC-07","SC-29","SC-30","SC-38","SI-07","SR-06","SR-09","SR-11"],"baseline_low":true,"baseline_moderate":true,"baseline_high":true,"baseline_privacy":false,"new_in_rev5":true,"changes_from_rev4":"New control family introduced in Rev 5"}},"compliance_mappings":{"iso_27001_2022":["4.2","A.5.19","A.5.20","A.5.21"],"iso_27002_2022":["5.19","5.20","5.21"],"cobit_2019":["APO10"],"pci_dss_v4":["12.8"],"nist_csf_2":["GV.OC-02","GV.SC-01","GV.SC-02","GV.SC-03","GV.SC-04","GV.SC-05","GV.SC-06","GV.SC-07","GV.SC-08","GV.SC-09","GV.SC-10","ID.RA-10","RS.CO-02","RS.CO-03","RS.MA-01"],"cis_controls_v8":["CIS 15","CIS 15.4"],"soc2_tsc":["CC9.1"],"finos_ccc":[],"iso_42001_2023":["A.10.3"],"iec_62443":[],"asd_e8":[],"nis2":["Art. 21(2)(d)"],"apra_cps_234":["Para 29-33"],"mas_trm":["16"],"pra_op_resilience":["SS2/21-6.1","SS2/21-8.1","SS2/21-14.1"],"bsi_grundschutz":[],"anssi":["Hygiene.9","Hygiene.42","SecNumCloud.16.1","SecNumCloud.16.2"],"osfi_b13":["B-13.4.1"],"finma_circular":["V(104)","V(105)","V(106)","V(107)","V(108)"],"gdpr":["Art.28(1)","Art.28(2)","Art.28(4)"],"dora":["Art.28(2)","Art.29(1)","Art.30(2)"],"bio2":["5.19","5.20","5.21"],"rbi_csf":["Annex1.11","ITGRCA.10"],"fisc":[],"lgpd_bcb":[],"hkma_tme1":[],"mlps_2":["8.1.9.4","8.1.10.12"],"dnb_good_practice":["DNB.14.2","DNB.16.3"],"cra":["CRA.I.1"],"swift_cscf":["SWIFT.2.8"],"cbb_tm":["TM-15"],"cbuae":["CR-12"],"nca_ecc":["4-1","4-2"],"qatar_nia":["SD"],"sama_csf":["4.1","4.2"],"uae_ia":["T10"],"bog_cisd":["CISD-XI","CISD-XII","CISD-XVI"],"bom_ctrm":["3.9"],"cbe_csf":["CTO-11","OVM-1"],"cbn_csf":["Part2.4"],"popia":["s20","s21"],"sa_js2":["JS2-8.7"],"bot_cyber":["Ch5.1"],"cpmi_pfmi":["CG.PR","PFMI.P17"],"eba_ict":["3.2.3"],"ecb_croe":["CROE.2.2.3"],"ffiec_is":["II.C.14","II.C.20"],"hipaa_sr":["§164.314(a)(1)","§164.314(a)(2)"],"iosco_cyber":["GOV-5","PROT-7"],"nydfs_500":["500.11"],"sebi_cscrf":["GV.SC"],"nerc_cip":["CIP-013-2"],"nrc_73_54":["RG5.71-C-SR"],"tsa_psd":[],"ieee_1686":[],"ferc_cip":["Order 829","Order 850"],"doe_c2m2":["THIRD"],"api_1164":["Sec 12"],"awia":["AWWA Sec 7"],"iaea_nss":["Sec 6"],"pci_pts":["G"],"fips_140":[],"cbest":[],"tiber_eu":[],"pci_hsm":[],"common_criteria":[],"isae_3402":["Clause 7"],"fca_sysc_13":["SYSC 13.9.1","SYSC 13.9.3","SYSC 13.9.5"],"fda_21_cfr_11":[],"fda_cyber":[],"hitrust_csf":["05.b"],"iso_27799":["14.1","15.1","15.2"],"lloyds_ms":["MS8.8","MS9.3"],"naic_ds":["4D"],"nhs_dspt":["NDG-10.1","NDG-10.3","NDG-10.4"],"pra_ss1_23":[],"solvency_ii":["Art.49(1)","Art.49(2)","DR.272","EIOPA-Cloud-GL3"],"owasp_masvs_v2":["MASVS-CODE-3"],"csa_ccm_v4":["STA-02","STA-08","STA-14"],"csa_aicm":["STA-02","STA-08","STA-14"],"ccss_v9":[],"mica":["Art.66(1)"],"basel_sco60":["SCO60.4","SCO60.41","SCO60.54"],"bssc":["GSP-07","NOS-02"],"sec_custody_digital":["SEC-CD-10"],"dpdpa":[]},"attack_techniques":[],"metadata":{"last_reviewed":"2026-10-03","review_notes":"2026-10-03: nist_csf_2 GV.OC-02, GV.SC-03, GV.SC-08, GV.SC-10, RS.CO-02, RS.CO-03, RS.MA-01 added from NIST's CSF 2.0 to SP 800-53 Rev 5.2.0 crosswalk (OLIR entry 186), which OSA's mapping now takes as its base. 2026-10-03: statement, discussion and related controls taken from NIST SP 800-53 Release 5.2.0, which this file lacked.","mapping_status":"complete"},"function":"preventative","used_by_patterns":["SP-012","SP-018","SP-028","SP-030","SP-038","SP-039","SP-040","SP-041","SP-042","SP-047","SP-050","SP-051","SP-053"]}}