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AU-16 Cross-organizational Audit Logging

Audit and Accountability

Description

Employ [Assignment: organization-defined methods] for coordinating [Assignment: organization-defined audit information] among external organizations when audit information is transmitted across organizational boundaries.

Supplemental Guidance

When organizations use systems or services of external organizations, the audit logging capability necessitates a coordinated, cross-organization approach. For example, maintaining the identity of individuals who request specific services across organizational boundaries may often be difficult, and doing so may prove to have significant performance and privacy ramifications. Therefore, it is often the case that cross-organizational audit logging simply captures the identity of individuals who issue requests at the initial system, and subsequent systems record that the requests originated from authorized individuals. Organizations consider including processes for coordinating audit information requirements and protection of audit information in information exchange agreements.

Changes from Rev 4

No significant changes from Rev 4.

Enhancements (3)

What NIST adds to this control. Select one to read its statement.

AU-16(01) Identity Preservation

Preserve the identity of individuals in cross-organizational audit trails.

AU-16(02) Sharing of Audit Information

Provide cross-organizational audit information to [Assignment: organization-defined organizations] based on [Assignment: organization-defined cross-organizational sharing agreements].

AU-16(03) Disassociability

Implement [Assignment: organization-defined measures] to disassociate individuals from audit information transmitted across organizational boundaries.

Compliance Mappings

ISO 27001:2022

7.5

CIS Controls v8

CIS 8.12

NIST CSF 2.0

PR.DS-02

FINOS CCC

CCC-C17

RBI CSF

Annex1.16

LGPD + BCB 4893

BCB.Art.15

HKMA TM-E-1

TME1.12.3

CBB TM

TM-12

Qatar NIA

OS

BoG CISD

CISD-COMP

BOT Cyber Resilience

Ch6.1

CMMC 2.0

AU

ISAE 3402

Clause 6

FCA SYSC 13

SYSC 13.9.3