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OSFI Guideline B-13 Technology and Cyber Risk Management

Canadian federal prudential guideline for technology and cyber risk management at federally regulated financial institutions. Covers 4 domains: governance and risk management, technology operations and resilience, cyber security (identify/defend/detect/respond), and third-party technology risk including cloud-specific considerations.

Controls: 209
Total Mappings: 284
Publisher: Office of the Superintendent of Financial Institutions (OSFI) Version: 2024
OSFI B-13 → SP 800-53 SP 800-53 → OSFI B-13 Coverage Analysis
AC (20) AT (6) AU (11) CA (8) CM (11) CP (10) IA (7) IR (8) MA (6) MP (6) PE (19) PL (9) PS (9) PT (4) RA (8) SA (13) SC (28) SI (14) SR (12)

AC Access Control

Control Name OSFI B-13 References
AC-01 Policy and Procedures
B-13.1.3B-13.3.2
AC-02 Account Management
B-13.3.2
AC-03 Access Enforcement
B-13.3.2
AC-04 Information Flow Enforcement
B-13.3.2
AC-05 Separation of Duties
B-13.1.1B-13.3.2
AC-06 Least Privilege
B-13.3.2
AC-07 Unsuccessful Logon Attempts
B-13.3.2
AC-08 System Use Notification
B-13.3.2
AC-09 Previous Logon Notification
B-13.3.2
AC-10 Concurrent Session Control
B-13.3.2
AC-11 Device Lock
B-13.3.2
AC-12 Session Termination
B-13.3.2
AC-13 Supervision and Review — Access Control
B-13.3.2B-13.3.3
AC-14 Permitted Actions Without Identification or Authentication
B-13.3.2
AC-15 Automated Marking
B-13.3.2
AC-16 Security and Privacy Attributes
B-13.3.2
AC-17 Remote Access
B-13.3.2
AC-18 Wireless Access
B-13.3.2
AC-19 Access Control for Mobile Devices
B-13.3.2
AC-20 Use of External Systems
B-13.3.2B-13.4.1

AT Awareness and Training

Control Name OSFI B-13 References
AT-01 Policy and Procedures
B-13.1.1
AT-02 Literacy Training and Awareness
B-13.1.1
AT-03 Role-based Training
B-13.1.1
AT-04 Training Records
B-13.1.1
AT-05 Contacts with Security Groups and Associations
B-13.1.1B-13.3.3
AT-06 Training Feedback
B-13.1.1

AU Audit and Accountability

Control Name OSFI B-13 References
AU-01 Policy and Procedures
B-13.1.3B-13.3.3
AU-02 Event Logging
B-13.3.3
AU-03 Content of Audit Records
B-13.3.3
AU-04 Audit Log Storage Capacity
B-13.3.3
AU-05 Response to Audit Logging Process Failures
B-13.3.3
AU-06 Audit Record Review, Analysis, and Reporting
B-13.3.3
AU-07 Audit Record Reduction and Report Generation
B-13.3.3
AU-08 Time Stamps
B-13.3.3
AU-09 Protection of Audit Information
B-13.3.2B-13.3.3
AU-10 Non-repudiation
B-13.3.3
AU-11 Audit Record Retention
B-13.3.3

CA Security Assessment and Authorization

Control Name OSFI B-13 References
CA-01 Policy and Procedures
B-13.1.3
CA-02 Control Assessments
B-13.1.3B-13.3.5
CA-03 Information Exchange
B-13.2.2B-13.3.2
CA-04 Security Certification
B-13.1.3B-13.3.5
CA-05 Plan of Action and Milestones
B-13.1.3B-13.1.4
CA-06 Authorization
B-13.1.3
CA-07 Continuous Monitoring
B-13.1.3B-13.3.3B-13.4.2
CA-09 Internal System Connections
B-13.4.2

CM Configuration Management

Control Name OSFI B-13 References
CM-01 Policy and Procedures
B-13.2.2B-13.2.3
CM-02 Baseline Configuration
B-13.2.2
CM-03 Configuration Change Control
B-13.2.3
CM-04 Impact Analyses
B-13.2.3B-13.3.3
CM-05 Access Restrictions for Change
B-13.2.3B-13.3.2
CM-06 Configuration Settings
B-13.2.2B-13.3.2
CM-07 Least Functionality
B-13.2.2B-13.3.2
CM-08 System Component Inventory
B-13.2.1B-13.3.1
CM-12 Information Location
B-13.2.1
CM-13 Data Action Mapping
B-13.2.1
CM-14 Signed Components
B-13.2.2B-13.2.3

CP Contingency Planning

Control Name OSFI B-13 References
CP-01 Policy and Procedures
B-13.2.6
CP-02 Contingency Plan
B-13.2.6
CP-03 Contingency Training
B-13.2.6
CP-04 Contingency Plan Testing
B-13.2.6B-13.3.5
CP-05 Contingency Plan Update
B-13.2.6
CP-06 Alternate Storage Site
B-13.2.6
CP-07 Alternate Processing Site
B-13.2.6
CP-08 Telecommunications Services
B-13.2.6
CP-09 System Backup
B-13.2.6
CP-10 System Recovery and Reconstitution
B-13.2.6B-13.3.4

IA Identification and Authentication

Control Name OSFI B-13 References
IA-01 Policy and Procedures
B-13.1.3B-13.3.2
IA-02 Identification and Authentication (Organizational Users)
B-13.3.2
IA-03 Device Identification and Authentication
B-13.3.2
IA-04 Identifier Management
B-13.3.2
IA-05 Authenticator Management
B-13.3.2
IA-06 Authentication Feedback
B-13.3.2
IA-07 Cryptographic Module Authentication
B-13.3.2

IR Incident Response

Control Name OSFI B-13 References
IR-01 Policy and Procedures
B-13.2.5B-13.3.4
IR-02 Incident Response Training
B-13.2.5B-13.3.4
IR-03 Incident Response Testing
B-13.2.5B-13.3.4B-13.3.5
IR-04 Incident Handling
B-13.2.5B-13.3.4
IR-05 Incident Monitoring
B-13.2.5B-13.3.3
IR-06 Incident Reporting
B-13.1.4B-13.2.5B-13.3.4
IR-07 Incident Response Assistance
B-13.2.5B-13.3.4
IR-09 Information Spillage Response
B-13.2.5B-13.3.4

MA Maintenance

Control Name OSFI B-13 References
MA-01 Policy and Procedures
B-13.2.3
MA-02 Controlled Maintenance
B-13.2.3
MA-03 Maintenance Tools
B-13.2.3
MA-04 Nonlocal Maintenance
B-13.2.3B-13.3.2
MA-05 Maintenance Personnel
B-13.2.3B-13.4.1
MA-06 Timely Maintenance
B-13.2.3B-13.2.4

MP Media Protection

Control Name OSFI B-13 References
MP-01 Policy and Procedures
B-13.3.2
MP-02 Media Access
B-13.3.2
MP-03 Media Marking
B-13.3.2
MP-04 Media Storage
B-13.3.2
MP-05 Media Transport
B-13.3.2
MP-06 Media Sanitization
B-13.3.2

PE Physical and Environmental Protection

Control Name OSFI B-13 References
PE-01 Policy and Procedures
B-13.3.2
PE-02 Physical Access Authorizations
B-13.3.2
PE-03 Physical Access Control
B-13.3.2
PE-04 Access Control for Transmission
B-13.3.2
PE-05 Access Control for Output Devices
B-13.3.2
PE-06 Monitoring Physical Access
B-13.3.2B-13.3.3
PE-07 Visitor Control
B-13.3.2
PE-08 Visitor Access Records
B-13.3.2B-13.3.3
PE-09 Power Equipment and Cabling
B-13.2.6
PE-10 Emergency Shutoff
B-13.2.6
PE-11 Emergency Power
B-13.2.6
PE-12 Emergency Lighting
B-13.2.6
PE-13 Fire Protection
B-13.2.6
PE-14 Environmental Controls
B-13.2.6
PE-15 Water Damage Protection
B-13.2.6
PE-16 Delivery and Removal
B-13.2.1
PE-17 Alternate Work Site
B-13.2.6B-13.3.2
PE-18 Location of System Components
B-13.2.6
PE-19 Information Leakage
B-13.3.2

PL Planning

Control Name OSFI B-13 References
PL-01 Policy and Procedures
B-13.1.2B-13.1.3
PL-02 System Security and Privacy Plans
B-13.1.2B-13.1.3
PL-03 System Security Plan Update
B-13.1.2B-13.1.3
PL-04 Rules of Behavior
B-13.1.1
PL-05 Privacy Impact Assessment
B-13.1.3
PL-06 Security-related Activity Planning
B-13.1.2
PL-09 Central Management
B-13.1.2B-13.1.3
PL-10 Baseline Selection
B-13.1.2
PL-11 Baseline Tailoring
B-13.1.2

PS Personnel Security

Control Name OSFI B-13 References
PS-01 Policy and Procedures
B-13.1.1
PS-02 Position Risk Designation
B-13.1.1
PS-03 Personnel Screening
B-13.1.1
PS-04 Personnel Termination
B-13.1.1B-13.3.2
PS-05 Personnel Transfer
B-13.1.1B-13.3.2
PS-06 Access Agreements
B-13.1.1
PS-07 External Personnel Security
B-13.1.1B-13.4.1
PS-08 Personnel Sanctions
B-13.1.1
PS-09 Position Descriptions
B-13.1.1

PT Personally Identifiable Information Processing and Transparency

Control Name OSFI B-13 References
PT-01 Policy and Procedures
B-13.1.3B-13.3.2
PT-02 Authority to Process Personally Identifiable Information
B-13.1.3
PT-03 Personally Identifiable Information Processing Purposes
B-13.1.3
PT-07 Specific Categories of Personally Identifiable Information
B-13.3.2

RA Risk Assessment

Control Name OSFI B-13 References
RA-01 Policy and Procedures
B-13.1.3
RA-02 Security Categorization
B-13.1.3B-13.3.1
RA-03 Risk Assessment
B-13.1.3B-13.3.1
RA-04 Risk Assessment Update
B-13.1.3B-13.1.4
RA-05 Vulnerability Monitoring and Scanning
B-13.2.4B-13.3.1
RA-07 Risk Response
B-13.1.3B-13.1.4B-13.2.4B-13.3.1
RA-08 Privacy Impact Assessments
B-13.1.3
RA-09 Criticality Analysis
B-13.1.3B-13.3.1B-13.3.5

SA System and Services Acquisition

Control Name OSFI B-13 References
SA-01 Policy and Procedures
B-13.2.2B-13.2.3
SA-02 Allocation of Resources
B-13.1.2
SA-03 System Development Life Cycle
B-13.2.1B-13.2.2
SA-04 Acquisition Process
B-13.2.3B-13.4.1
SA-05 System Documentation
B-13.2.2
SA-06 Software Usage Restrictions
B-13.2.2
SA-07 User-installed Software
B-13.2.2B-13.3.2
SA-08 Security and Privacy Engineering Principles
B-13.2.2B-13.3.2
SA-09 External System Services
B-13.4.1B-13.4.2
SA-10 Developer Configuration Management
B-13.2.3B-13.3.2
SA-11 Developer Testing and Evaluation
B-13.3.2B-13.3.5
SA-21 Developer Screening
B-13.4.1
SA-23 Specialization
B-13.2.2

SC System and Communications Protection

Control Name OSFI B-13 References
SC-01 Policy and Procedures
B-13.1.3B-13.3.2
SC-02 Separation of System and User Functionality
B-13.2.2B-13.3.2
SC-03 Security Function Isolation
B-13.2.2B-13.3.2
SC-04 Information in Shared System Resources
B-13.3.2
SC-05 Denial-of-service Protection
B-13.2.6B-13.3.2
SC-06 Resource Availability
B-13.2.6
SC-07 Boundary Protection
B-13.3.2
SC-08 Transmission Confidentiality and Integrity
B-13.3.2
SC-09 Transmission Confidentiality
B-13.3.2
SC-10 Network Disconnect
B-13.3.2
SC-11 Trusted Path
B-13.3.2
SC-12 Cryptographic Key Establishment and Management
B-13.3.2
SC-13 Cryptographic Protection
B-13.3.2
SC-14 Public Access Protections
B-13.3.2
SC-15 Collaborative Computing Devices and Applications
B-13.3.2
SC-16 Transmission of Security and Privacy Attributes
B-13.3.2
SC-17 Public Key Infrastructure Certificates
B-13.3.2
SC-18 Mobile Code
B-13.3.2
SC-19 Voice Over Internet Protocol
B-13.3.2
SC-20 Secure Name/Address Resolution Service (Authoritative Source)
B-13.3.2
SC-21 Secure Name/Address Resolution Service (Recursive or Caching Resolver)
B-13.3.2
SC-22 Architecture and Provisioning for Name/Address Resolution Service
B-13.2.2B-13.3.2
SC-23 Session Authenticity
B-13.3.2
SC-24 Fail in Known State
B-13.2.6
SC-41 Port and I/O Device Access
B-13.3.2
SC-42 Sensor Capability and Data
B-13.3.3
SC-44 Detonation Chambers
B-13.3.2
SC-45 System Time Synchronization
B-13.3.3

SI System and Information Integrity

Control Name OSFI B-13 References
SI-01 Policy and Procedures
B-13.1.3B-13.2.4
SI-02 Flaw Remediation
B-13.2.4
SI-03 Malicious Code Protection
B-13.3.2B-13.3.3
SI-04 System Monitoring
B-13.3.3
SI-05 Security Alerts, Advisories, and Directives
B-13.2.4B-13.3.3
SI-06 Security and Privacy Function Verification
B-13.3.3B-13.3.5
SI-07 Software, Firmware, and Information Integrity
B-13.3.2B-13.3.3
SI-08 Spam Protection
B-13.3.2B-13.3.3
SI-09 Information Input Restrictions
B-13.3.2
SI-10 Information Input Validation
B-13.3.2
SI-11 Error Handling
B-13.3.2
SI-12 Information Management and Retention
B-13.3.2
SI-16 Memory Protection
B-13.3.2
SI-17 Fail-safe Procedures
B-13.2.6

SR Supply Chain Risk Management

Control Name OSFI B-13 References
SR-01 Policy and Procedures
B-13.4.1
SR-02 Supply Chain Risk Management Plan
B-13.4.1
SR-03 Supply Chain Controls and Processes
B-13.4.1
SR-04 Provenance
B-13.4.1
SR-05 Acquisition Strategies, Tools, and Methods
B-13.4.1
SR-06 Supplier Assessments and Reviews
B-13.4.1
SR-07 Supply Chain Operations Security
B-13.4.1
SR-08 Notification Agreements
B-13.4.1
SR-09 Tamper Resistance and Detection
B-13.4.1
SR-10 Inspection of Systems or Components
B-13.4.1
SR-11 Component Authenticity
B-13.4.1
SR-12 Component Disposal
B-13.4.1